Stifel has been on an 18-month recruiting tear the likes of which hasn’t been seen on the wealth management industry since the financial crisis when nearly every big fish advisor was determined to jump into a different boat. The financial
That didn’t take long. In a quick turnaround, Craig Findlay and a large portion of his former UBS team, has stood up an RIA in Ohio. After evaluating several suitors Mr. Findlay chose Dynasty’s platform and partner service providers to
Another week and another headline depicting attorneys running the show at Morgan Stanley. A judge granted a TRO (temporary restraining order) on behalf of Morgan Stanley to stop a departing broker from speaking to clients regarding a potential move away
The gap continues to widen in the world of recruiting so far in 2019. Stifel leads it’s fellow wealth management contemporaries by a larger and larger margin every week. And there doesn’t seem to be any slowing of that momentum.
Whenever something of scale works at the wirehouses you can bet the others are going to do their best to copy it without making it look like they are copying it. Exhibit A is Merrill’s current comp plan adjustment based