We told you to keep a sharp eye on this week and weekend. And we told you to be on the lookout for multiple J.P. Morgan Securities exits. Well, here you go. First Republic just landed a monster team in

It seems exiting the broker protocol isn’t as effective a deterrent for brokers leaving the Swiss bank as its executives had hoped. When cast against irrational compensation grid adjustments and ‘at the high’ competitor recruiting offers – that policy is

Earlier this week AdvisorHub reported that Raymond James was being sued for “reverse churning” in fee-based accounts. The investor-led lawsuit seeks remedy, alleging RayJay “…encourag(ed) buy-and-hold customers to move from commission trading accounts to fee-based advisory accounts without considering the

In a recent legal decision, a JP Morgan Securities advisor defeated the firm in a non-solicit action. If you are scoring at home and remember that JP Morgan just announced that they are folding their more traditional wealth management unit

Well, that’s going to leave a mark. In a fairly innocuous article a few weeks ago, newly minted and incoming UBS Wealth Management boss, Iqbal Khan, made it clear that a full third of management positions in the wealth division

Wells Fargo announced that they will continue, in perpetuity, the largest recruiting deals on the street. They also reiterated their commitment to recruiters who identify valuable recruits to their multiplicity of platforms. Wells Fargo just extended the holiday season for